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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
NJ RA APPROVED 2006-09-29
  • NY RA
    APPROVED
    Since 2021-08-06
  • NJ RA
    APPROVED
    Since 2006-09-29

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fam Distributors, Inc. : 4100 Plainsboro NJ 04/2006 Present
Blackrock Investments, Inc. New York NY 09/2006 Present
Merrill Lynch Investment Managers, Llc Plainsboro NJ 09/2006 Present
  • 04/2006 → Present
    Fam Distributors, Inc. : 4100
    Plainsboro, NJ
  • 09/2006 → Present
    Blackrock Investments, Inc.
    New York, NY
  • 09/2006 → Present
    Merrill Lynch Investment Managers, Llc
    Plainsboro, NJ
Previous Registrations
  • 2006-06-06 → 2006-09-29
    Merrill Lynch Investment Managers Lp
    Plainsboro, NJ
  • 2004-09-07 → 2006-04-04
    Chase Investment Services Corp.
    New York City, NY
  • 2002-10-06 → 2004-09-23
    Paramus, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-04
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S65 Uniform Investment Adviser Law Examination
    2002-10-04
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31

View on SEC IAPD

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