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Alyce Faith Zollman

Robert W. Baird & Co. Incorporated

Bloomington, IN

Franklin, IN

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-10-18
  • IN RA
    APPROVED
    Since 2019-10-18

Branch Locations

121 North Pete Ellis Drive Suite 101, Bloomington, IN 47408 • United States

1912 Longest Drive, Franklin, IN 46131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Indiana University Tennis Center Bloomington IN 11/2009 Present
J.J.B. Hilliard, W.L. Lyons, Llc Bloomington IN 10/2011 Present
Robert W. Baird & Co. Incorporated Bloomington IN 10/2019 Present
  • 11/2009 → Present
    Indiana University Tennis Center
    Bloomington, IN
  • 10/2011 → Present
    J.J.B. Hilliard, W.L. Lyons, Llc
    Bloomington, IN
  • 10/2019 → Present
    Robert W. Baird & Co. Incorporated
    Bloomington, IN
Previous Registrations
  • 2016-08-17 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Bloomington, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-17
S63 Uniform Securities Agent State Law Examination 2004-07-15
  • S65 Uniform Investment Adviser Law Examination
    2016-08-17
  • S63 Uniform Securities Agent State Law Examination
    2004-07-15

View on SEC IAPD

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