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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-06-21
  • GA RA
    APPROVED
    Since 2021-06-21

Branch Locations

210 Trilith Pkwy, Ste 340, Fayetteville, GA 30214 • United States

Moreland, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Peachtree City GA 12/2014 06/2021
Raymond James & Associates, Inc. Fayetteville GA 06/2021 Present
Not Provided Moreland GA 01/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1900 Gordon Road, Moreland, GA, 30259, United States Activity Type: Other Position/Title: Independent Contractor Investment Related: No Start Date: 01/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent Scentsy consultant. Selling Scentsy products for commission. This is a hobby and not at all a money generating job or business. I do this mainly for myself and family members. My annual commissions in the past 2 years are about $300 to $400 per year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-29
  • S66 Uniform Combined State Law Examination
    2002-08-29
Other Names
  • Jammie Lynn Cundiff

View on SEC IAPD

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