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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Houston | TX | 08/2015 | 01/2019 |
| The Retirement Advantage (Tra) | Appleton | WI | 01/2019 | 08/2020 |
| Unemployed | Houston | TX | 08/2020 | 01/2021 |
| Ipi Wealth Management, Inc. / Investment Planners, Inc. | Decatur | IL | 01/2021 | 12/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 01/2022 | Present |
| Bank Of America, N.A. | Houston | TX | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-24 |
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