Leslie Ann Morgan

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 03/2005 → 11/2020
  Tiaa
  Denver, CO
• 08/2021 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 08/2021 → Present
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 11/2020 → 08/2021
  Unemployed
  Centennial, CO

Previous Registrations

• 2011-09-20 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Glendale, CO
  Denver, CO
  Denver, CO
• 2004-03-02 → 2005-04-01
  Valic Financial Advisors, Inc.
  Lakewood, CO

Other Businesses

1) Morgan Backyard Beekeeping | Investment Related:No|7452 S Marion St|Centennial|CO|80122|USA|Food/Beverage Production|Beekeeper|11/22/2019|Less than 20|0|I am a beekeeper and sell my excess honey from time to time.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-19
• S63 Uniform Securities Agent State Law Examination
  2000-12-08

Designations

• Certified Financial Planner

Other Names

• Leslie Ann Anthony
• Leslie Ann Beekhuizen
• Leslie A. Morgan
• Leslie A. Beekhuizen