Nicholas Peter Randazzo

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
NJ	RA	APPROVED	2017-11-06

TX RA
APPROVED_RES

Since 2020-04-02
NJ RA
APPROVED

Since 2017-11-06

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	08/2011	06/2017
Morgan Stanley Smith Barney Llc	Paramus	NJ	06/2017	Present
Morgan Stanley Private Bank, N.A.	New York	NY	07/2017	Present

08/2011 → 06/2017

Ubs Financial Services Inc.

New York, NY
06/2017 → Present

Morgan Stanley Smith Barney Llc

Paramus, NJ
07/2017 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

Rental Property; Investment related - Yes; Weehawken, New Jersey; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2013; During business hours: 0; After business hours: 20.0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-27

S66 Uniform Combined State Law Examination

2011-10-27

Other Names

Nicholas Peter Randazzo
Nicholas Peter Randazzo

View on SEC IAPD