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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-01-23 |
| TX | RA | APPROVED_RES | 2025-12-12 |
Branch Locations
1585 Kapiolani Blvd Ste 1304, Honolulu, HI 96814-4523 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Honolulu | HI | 08/2014 | 12/2025 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2025 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 12/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
Real Estate Ownership; Multi-Family; Park Lane, 1388 Ala Moana Blvd. #1401, Honolulu, HI, 96814; Not Investment-Related; 04/18/2018 / Multi-Family; Ae`o, 1001 Queen St #2704, Honolulu, HI, 96814; Investment-Related; 12/18/2018 / Multi-Family; Peninsula, 520 Lunalilo Home Rd #7323, Honolulu, HI, 96825; Investment-Related; 01/09/2020 / Multi-Family; Waialae Gardens, 4958 Kilauea Ave #57, Honolulu, HI, 96816; Investment-Related; 11/04/2016 / Commercial; Ala Moana Hotel, 410 Atkinson Dr #539, Honolulu, HI, 96814; Investment-Related; 01/01/2000 / Multi-Family; Commodore, 1868 Kahakai Dr #101, Honolulu, HI, 96814; Investment-Related; 01/01/2010 / Multi-Family; Commodore, 1868 Kahakai Dr #114, Honolulu, HI, 96814; Investment-Related; 01/01/2015 / Single Family; 813 E la Madre , , Las Vegas, NV, 89081; Investment-Related; 01/01/2015 / Lot/Land; Washoe County, 081-080-29, Washoe County, CA, 11111; Investment-Related; 01/01/2020. Board of Directors; Membership committee; Member; The Pacific Club, 1451 Queen Emma St, Honolulu, HI, 96813; Not Investment-Related; 01/01/2010; 1 to 9 hours per month; 0 during trading hours / Member Relations committee; Member; The Pacific Club, 1451 Queen Emma St, Honolulu, HI, 96813; Not Investment-Related; 01/01/2010; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-25 |
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