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Jeffrey Scott Smith

LPl Financial LLC

Derby, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-11-16
KS RA APPROVED 2002-03-11
  • TX RA
    APPROVED_RES
    Since 2010-11-16
  • KS RA
    APPROVED
    Since 2002-03-11

Branch Locations

315 N Baltimore Ave, Derby, KS 67037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Derby KS 03/2002 Present
Lpl Financial Llc Derby KS 01/2012 Present
  • 03/2002 → Present
    Linsco/Private Ledger
    Derby, KS
  • 01/2012 → Present
    Derby, KS
Other Businesses

1. TruePoint Investments LLC * Business Entity For Tax/Investment Purposes Only * INV REL * AT REPORTED BUSINESS LOCATION(S) 2. 06/15/2011 - DBA ONLY - TRUEPOINT FINANCIAL LLC - OTHER - SHELL ACCOUNT FOR TAX PURPOSES - WILL USE THIS FOR COMMISSION PURPOSES. WILL NOT BE HELD OUT TO THE PUBLIC. 3. 06/15/2011 - TRUEPOINT FINANCIAL LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-31
  • S66 Uniform Combined State Law Examination
    2000-08-31

View on SEC IAPD

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