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Benjamin Hollis Penix

Stephens

Fayetteville, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2015-03-03
TX RA APPROVED 2015-03-03
  • AR RA
    APPROVED
    Since 2015-03-03
  • TX RA
    APPROVED
    Since 2015-03-03

Branch Locations

3425 Futrall Drive Suite # 201, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Fayetteville AR 03/2015 06/2022
Stephens Inc. Fayetteville AR 06/2022 03/2023
Stephens Inc. Fayetteville AR 03/2023 Present
  • 03/2015 → 06/2022
    Stephens Inc.
    Fayetteville, AR
  • 06/2022 → 03/2023
    Stephens Inc.
    Fayetteville, AR
  • 03/2023 → Present
    Stephens Inc.
    Fayetteville, AR
Previous Registrations
  • 2013-02-13 → 2015-03-05
    Raymond James & Associates, Inc.
    Fayetteville, AR
  • 2011-02-11 → 2013-02-13
    Morgan Keegan & Company, Llc
    Fayetteville, AR
  • 2009-01-02 → 2011-02-14
    Raymond James Financial Services Advisors, Inc
    Springdale, AZ
  • 2006-03-09 → 2009-01-02
    Raymond James Financial Services, Inc.
    Belle Vista, AR
    Fayeteville, AR
    Springdale, AR
  • 2003-12-12 → 2006-02-03
    A. G. Edwards & Sons, Inc.
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-13
S63 Uniform Securities Agent State Law Examination 2002-11-02
  • S66 Uniform Combined State Law Examination
    2003-01-13
  • S63 Uniform Securities Agent State Law Examination
    2002-11-02

View on SEC IAPD

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Other Offices

ARVEST WEALTH MANAGEMENT · LOWELL, AR
TEKTON WEALTH ADVISORS · LOWELL, AR
PROVIDENCE CAPITAL · LOWELL, AR
PROVIDENCE CAPITAL · Lowell, AR
CETERA INVESTMENT ADVISERS LLC · Lowell, AR
LPL FINANCIAL LLC · LOWELL, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Rogers, AR
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