Glen Niel Harding

Employer firm

Harding's Wealth Managers, Inc. CRD 139542

$5.89M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Harding'S Wealth Managers, Inc.

Millsboro, DE • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-10
DE	RA	APPROVED	2022-02-21
FL	RA	APPROVED	2021-01-26
PA	RA	APPROVED	2006-04-03

TX RA
APPROVED_RES

Since 2024-06-10
DE RA
APPROVED

Since 2022-02-21
FL RA
APPROVED

Since 2021-01-26
PA RA
APPROVED

Since 2006-04-03

Branch Locations

Millsboro, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harding'S Wealth Managers, Inc.	Gilbert	PA	01/2006	Present

01/2006 → Present

Harding'S Wealth Managers, Inc.

Gilbert, PA

Previous Registrations

2003-07-15 → 2004-06-22

Securities America Advisors, Inc.

Mt. Pocono, PA

Other Businesses

1. INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT SELLING FIXED AND INDEXED ANNUITIES, LONG TERM CARE, TERM, WHOLE AND UNIVERSAL LIFE INSURANCE / Gilbert, PA / APPROVED JULY 7, 2004

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-11-04
S63	Uniform Securities Agent State Law Examination	2000-08-31

S65 Uniform Investment Adviser Law Examination

2002-11-04
S63 Uniform Securities Agent State Law Examination

2000-08-31

View on SEC IAPD