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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-07 |
Branch Locations
1000 Legion Place Ste 1285, Orlando, FL 32801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2015 | 09/2021 |
| Mariner Wealth Advisors | Orlando | FL | 10/2021 | Present |
| Msec, Llc | Orlando | FL | 10/2021 | Present |
MSEC, LLC, ORLANDO, FL; INVESTMENT RELATED; REGISTERED REPRESENTATIVE; START DATE 10/2021; 40 HRS/WK DURING SECURITIES TRADING HOURS. MARINER WEALTH ADVISORS, ORLANDO, FL; INVESTMENT RELATED; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 10/2021; 40 HRS/WK DURING SECURITIES TRADING HOURS. SELLING VARIOUS INSURANCE PRODUCTS; ORLANDO, FL; INVESTMENT RELATED. Vaughn Wealth Management LLC; Investment related, Orlando, FL, Tax pass through entity, Owner, Start date: 6/1/2002, 1 hour per month, 0 hours during trading hours, no responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-24 |
| S65 | Uniform Investment Adviser Law Examination | 2001-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-21 |
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