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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-05-13
  • CT RA
    APPROVED
    Since 2005-05-13

Branch Locations

1 Reserve Road, Danbury, CT 06810 • United States

Wappingers, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2005 Present
Commonwealth Financial Network Danbury CT 04/2005 Present
Other Businesses

1. Fixed insurance sales; As of 4/29/2005; 5% time spent during business hours; Conducted at branch location; Investment related. 2. Partner and co-owner, Prosperity, LLC, a Private Entity established to facilitate Securities, advisory, and insurance Business; As of 04/29/2005; Approximately 5% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, Rhode Solar Farm LLC, a private entity created to manage an investment property located in Lowman, NY;As of 06/22/2016; Approximately 0% time spent during business hours; Not conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-12
  • S66 Uniform Combined State Law Examination
    2005-05-12
Designations
Other Names
  • Michele Rhode

View on SEC IAPD

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