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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-08
NV RA APPROVED 2000-09-28
  • TX RA
    APPROVED_RES
    Since 2010-03-08
  • NV RA
    APPROVED
    Since 2000-09-28

Branch Locations

2470 Saint Rose Pkwy Ste 305, Henderson, NV 89074 • United States

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 06/2000 03/2020
Ameriprise Financial Services, Llc Henderson NV 03/2020 Present
Other Businesses

Business Ownership; JOTT LLC; ; LLC for business management purposes.; 375 N. Stephanie StreetHenderson NV 89014, ,; ; ; 1 to 9 hours per month; / TTD Entertainment; Administrative duties and bookkeeping; Ticket resale; 11563 Cantina Terlano Pl, , Las Vegas, NV, 89141; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-11
  • S66 Uniform Combined State Law Examination
    2000-09-11
Other Names
  • Tatiana Patricia Turati
  • Tatiana Patricia Turati

View on SEC IAPD

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