Richard Paul Kenner

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  Houston, TX
• 01/2008 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX

Previous Registrations

• 2008-01-30 → 2012-10-01
  Chase Investment Services Corp.
  The Woodlands, TX
  Houston, TX
  Spring, TX
  The Woodlands, TX
• 2006-01-24 → 2008-01-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lufkin, TX

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/15/2014 ADDRESS: 3910 KINGWOOD, TX. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S66 Uniform Combined State Law Examination
  2006-01-23
• S63 Uniform Securities Agent State Law Examination
  2000-07-17

Designations

• Certified Financial Planner

Other Names

• Ricky Paul Kenner