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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-01
  • TX RA
    APPROVED_RES
    Since 2015-05-01

Branch Locations

2435 North Central Expwy. Ste. 1200, Richardson, TX 75080 • United States

Mckinney, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2015 Present
Previous Registrations
  • 2003-04-01 → 2015-03-25
    Mckinney, TX
    Westlake, TX
    Westlake, TX
    Salt Lake City, UT
    Southlake, TX
    Mckinney, TX
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 05/14/15. 2) NATIONWIDE, 3400 SOUTHPARK PL STE A DSPF-F4, GROVE CITY, OH, 10/15/2019 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 7/MO - 1/TRADING. 3) CATHY TAMEZ, 7200 BRYCE CANYON DR, MCKINNEY, TX, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/01/21, 5 HR/WK- 0/TRADING HR. 4) DOTERRA, 389 S 1300 W, Pleasant Grove UT 84062, United States, 04/15/2022, Wellness Advocate, Retail Sales/Distribution, NIR, 4 HR/MO - 0 HR/MO TRADING 5) TEN4 FINANCIAL LLC, 2345 NORTH CENTRAL EXPRESSWAY 12TH FLOOR RICHARDSON TX 75080, 01/2023, OWNER, DBA, NIR, 160 HR/ MO 160 HR/MO TRADING 6) ASSURANCE ASSET MANAGEMENT, INC., 7200 Bryce Canyon Dr, McKinney TX 75072, United States, 05/15/2023, President, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 10 HR/MO TRADING 7) BLUE BENEFITS STRATEGIES, LLC, 7200 Bryce Canyon Dr, McKinney TX 75072, 05/2023, DBA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO, 10 Trading 8) BLUE CAPITAL PARTNERS, LLC, 720 Bryce Canyon Dr, McKinney TX 75072, 06/05/2023, Manager, The intention of this company is at some point to sell to another entity. No prospects at this time., NIR, 3 HR/MO - 2 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-21
S63 Uniform Securities Agent State Law Examination 2000-09-22
  • S66 Uniform Combined State Law Examination
    2003-03-21
  • S63 Uniform Securities Agent State Law Examination
    2000-09-22
Other Names
  • Cathy Ann Tamez
  • Cathy Tamez Goforth
  • Cathy Ann Tamez

View on SEC IAPD

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