Best Investors
Account
Sign in
Best Investors
Account
Sign in
15660 Dallas Parkway Suite 1425, Dallas, TX 75248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-07-14 |
Branch Locations
15660 Dallas Parkway Suite 1425, Dallas, TX 75248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dallas | TX | 05/2001 | Present |
| Caviness Wealth Management, Llc | Dallas | TX | 05/2011 | Present |
| Caviness Wealth Management, Llc | Dallas | TX | 06/2014 | Present |
1. 9/8/2011: CAVINESS WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/27/2018 - CAVINESS WEALTH MANGEMENT, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR -Started 06/26/2014 - 400 Hours Per Month/4 Hours During Trading - I provide investment advisory services through Caviness Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 06/2014. I expect to spend approximately 400 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 10/14/2025 - Other - YouTube Partner Program - Investment Related - Home Based - Start Date:10/14/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-22 |
Reach out to this advisor