Katherine Anne Roos

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 03/2020
  Ameriprise Financial Services, Inc.
  St. Cloud, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  St Cloud, MN

Other Businesses

Outside Employment; Oasis DEG INC; Client Service Manager -; manage practice operations; 7625 Parklawn Ave Edina MN 55435, ,; Not Investment-Related; 01/02/2012; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-06-21

Other Names

• Katherine Ann Heitzman
• Katherine A. Heitzman
• Katherine A Bruns
• Katherine A Hertzman
• Katie A Heitzman
• Katie A. Bruns
• Katherine A Heitzman
• Katherine Anne Heitzman
• Katherine Anne Roos