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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-16
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

1765 Roosevelt Rd, St. Cloud, MN 56301 • United States

Cold Spring, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St. Cloud MN 01/2012 03/2020
Ameriprise Financial Services, Llc St Cloud MN 03/2020 Present
Other Businesses

Outside Employment; Oasis DEG INC; Client Service Manager -; manage practice operations; 7625 Parklawn Ave Edina MN 55435, ,; Not Investment-Related; 01/02/2012; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-21
  • S63 Uniform Securities Agent State Law Examination
    2006-06-21
Other Names
  • Katherine Ann Heitzman
  • Katherine A. Heitzman
  • Katherine A Bruns
  • Katherine A Hertzman
  • Katie A Heitzman
  • Katie A. Bruns
  • Katherine A Heitzman
  • Katherine Anne Heitzman
  • Katherine Anne Roos

View on SEC IAPD

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