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David Lee Gawne

LPl Financial LLC

Wexford, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-05
TX RA APPROVED 2024-08-05
  • PA RA
    APPROVED
    Since 2024-08-05
  • TX RA
    APPROVED
    Since 2024-08-05

Branch Locations

2000 Corporate Dr #350, Wexford, PA 15090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corp. Wexford PA 09/2016 08/2024
Lpl Financial Llc Wexford PA 08/2024 Present
  • 09/2016 → 08/2024
    Lincoln Financial Securities Corp.
    Wexford, PA
  • 08/2024 → Present
    Wexford, PA
Previous Registrations
  • 2017-09-26 → 2025-03-14
    Wexford, PA
  • 2016-09-01 → 2024-08-06
    Osaic Fs, Inc.
    Wexford, PA
  • 2010-06-09 → 2016-09-01
    Grove Point Investments, Llc
    Wexford, PA
    Cranberry Township, PA
    Wexford, PA
    Wexford, PA
Other Businesses

1- 06/2024 / BCR FINANCIAL SERVICES, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 140 hrs mth / 7 hrs during trading / At reported business location(s) 2- 06/2024 / BCR Financial Services / Non-Variable Insurance / Investment Related / 5 hrs mth / 1 hr during trading / Wayne, IN / Start date: 09/01/2016

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-07
S63 Uniform Securities Agent State Law Examination 2002-01-25
  • S66 Uniform Combined State Law Examination
    2010-06-07
  • S63 Uniform Securities Agent State Law Examination
    2002-01-25

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