Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | North Miami Beach | FL | 04/2014 | Present |
| Independent Financial Partners | North Miami Beach | FL | 10/2015 | 04/2019 |
1. 04/30/2014 - Atlantic Capital Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 09/17/2015 - NO BUSINESS NAME - INV REL - 2665 White Horse Road, Greenville, SC. - Real Estate Rental - START 07/20/07 - 1 HOUR PER MONTH, 0 DURING TRADING - Rental apt 3. 10/01/2025 - Ohio Estate Life Insurance Co/ Axonics Life Ins. Corp - Investment Related - Non-Variable Insurance - At Reported Business Location(s)- Start date:01/24/2025 - 3 Hrs/Mth - 0 Hrs During Trading. 4. 10/06/2025- Ohio Estate Life Insurance Co-Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/07/2025-3 Hrs/Mth - 0 Hrs During Trading. 5. 11/14/2025 - Knighhead Life Insurance Co - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/30/2025 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-03 |
| S65 | Uniform Investment Adviser Law Examination | 2001-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-26 |
Reach out to this advisor