Best Investors Account Sign in
Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-05-21
  • WI RA
    APPROVED
    Since 2026-05-21

Branch Locations

Marathon, WI • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 04/2005 12/2018
Wells Fargo Clearing Services Charlotte NC 11/2021 12/2024
Wells Fargo Bank Charlotte NC 12/2018 12/2024
Empower Financial Services, Inc Greenwood Village CO 03/2026 Present
Unemployment Marathon WI 01/2025 03/2026
Empower Advisory Group Greenwood Village CO 05/2026 Present
  • 04/2005 → 12/2018
    Wells Fargo Funds Distributor, Llc
    Menomonee Falls, WI
  • 11/2021 → 12/2024
    Wells Fargo Clearing Services
    Charlotte, NC
  • 12/2018 → 12/2024
    Wells Fargo Bank
    Charlotte, NC
  • 03/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2025 → 03/2026
    Unemployment
    Marathon, WI
  • 05/2026 → Present
    Empower Advisory Group
    Greenwood Village, CO
Other Businesses

ELEPHANT DREAMER, LLC, NOT INVT RELATED, MARATHON, WI, 100% OWNERSHIP WITH SPOUSE, START DATE 12/9/2021, 5 HRS PER MONTH, 0 HRS DURING TRADING, SELLING PET SUPPLIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-29
S63 Uniform Securities Agent State Law Examination 2000-08-16
  • S66 Uniform Combined State Law Examination
    2026-04-29
  • S63 Uniform Securities Agent State Law Examination
    2000-08-16
Other Names
  • Teri Lynn Farrell
  • Teresa Lynn Farrell
  • Teri Patten
  • Teresa Patten
  • Teresa Lynn Patten
  • Teresa Lynn Zastrow
  • Teri Zastrow

View on SEC IAPD

More in Marathon, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor