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11650 South State Street Suite 200, Draper, UT 84020-7150 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-05-03 |
Branch Locations
11650 South State Street Suite 200, Draper, UT 84020-7150 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carrera & Company Llc | Salt Lake City | UT | 06/2007 | 07/2019 |
| Lpl Financial | Sandy | UT | 11/2014 | 07/2019 |
| Carrera Retirement Company | Sandy | UT | 11/2014 | 07/2019 |
| Financial Advocates Investment Management | Olympia | WA | 11/2014 | 07/2019 |
| Founders Financial Securities | Towson | MD | 08/2019 | 05/2024 |
| Cartograph Wealth | Salt Lake City | UT | 07/2019 | Present |
| Transitional Broker | Draper | UT | 05/2024 | Present |
| Lone Peak Advisors | Draper | UT | 05/2024 | Present |
1) Cartograph Welath; Investment Related; 11650 S. State Street Suite 200, Draper, UT 84020 ; Start Date: 05/2024; DBA of Registered Rep; 160 Hrs per month; 40 Hrs during trading; investment advice 2) Brighton Youth Lacrosse; Not Investment Related; 2755 Newcastle Drive, Sandy UT 84093; Start Date: 08/2015; Boys Youth Lacrosse Coach; 36 Hrs per month; 0 Hrs during trading; Teaching boys lacrosse skills and love of the game 3) URS-Utah Retirement Systems Board; Not Investment Related; 540 East 200 South Salt Lake City, UT 84102-2099; Start Date: 08/01/2023; Board Member; 8 Hrs. per month; 4 Hrs. during trading; Board review of investments, compliance, audits 4) Independent Insurance Rep; Not Investment Related, 11650 South State Street Suite 200, Draper, UT 84020; Start Date: 5/2024; fixed insurance products; 5 hrs per month; 2 hrs during trading; life/health and fixed annuities representative;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-01 |
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