Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-01-13
TX RA APPROVED 2016-01-12
  • NJ RA
    APPROVED
    Since 2016-01-13
  • TX RA
    APPROVED
    Since 2016-01-12

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

194 Wood Ave S Ci Business Controls, Iselin, NJ 08830 • United States

Manalapan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2015 Present
Other Businesses

I*84665 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MONMOUTH OCEAN SOCCER ASSOCAITION INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIDDLETOWN, NEW JERSEY 7748 NATURE OF BUSINESS: OTHER,NOT FOR PROFIT POSITION, TITLE, ASSOCIATION: OTHER, VOLUNTEER START DATE OF RELATIONSHIP: 7/1/1999 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SOCCER REFEREE - TRAIN / COACH / MENTOR YOUTH IN SOCCER SKILLS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-31
  • S66 Uniform Combined State Law Examination
    2015-12-31

View on SEC IAPD

More in Pennington, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor