Holly Ann Kennedy

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 01/2017
  Rbc Capital Markets Corporation
  Davenport, IA
• 01/2017 → 03/2017
  Rbc Capital Markets, Llc
  Davenport, IA
• 03/2017 → Present
  Rbc Capital Markets, Llc
  Davenport, IA
• 09/2019 → Present
  City National Bank
  Davenport, IA

Other Businesses

1) Name: Quad City Singers Address: 2506 22nd Avenue, Rock Island, IL 61201 Business Description: 501(c)3 charitable organization in support of vocal music in the Quad Cities. Business is not investment related Projected Start Date: 01/01/25 Capacity: Treasurer Duties Performed: I will be assuming the position of Treasurer, and be responsible for dispensing funds, as authorized by the President and approved by the Board. I will also maintain the financial records and file any federal or state forms as required. I will provide financial reports to the board, and to the entire singing group at our annual meeting. I will not be receiving funds as the actual handling of and deposit of any receipts from performances or donations are collected and deposited by the Business Manager. Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0

Exams

• S66 Uniform Combined State Law Examination
  2001-06-01

Other Names

• Holly Ann Hoffman
• Holly Ann Portenier