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Cynthia Marie Loftin

LPl Financial LLC

Monroe, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-31
LA RA APPROVED 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2022-03-31
  • LA RA
    APPROVED
    Since 2021-05-03

Branch Locations

1896 Hudson Circle, Ste. 6, Monroe, LA 71201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 10/2015 10/2019
Lpl Financial Llc Monroe LA 10/2019 Present
  • 10/2015 → 10/2019
    Fsc Securities Corp
    Atlanta, GA
  • 10/2019 → Present
    Lpl Financial Llc
    Monroe, LA
Previous Registrations
Other Businesses

1)10/04/2019 - RIVERLINK ADVISORS - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2019 - 40 hr/mth 2)10/04/2019 - IRONWOOD FENCE COMPANY LLC - owner - start: 01/2007

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-26
  • S66 Uniform Combined State Law Examination
    2021-04-26
Other Names
  • Cynthia Marie Loftin

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Monroe, LA
J.P. MORGAN SECURITIES LLC · MONROE, LA
WELLS FARGO CLEARING SERVICES, LLC · MONROE, LA
VINES CAPITAL MANAGEMENT, LLC · MONROE, LA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MONROE, LA
SUMMIT FINANCIAL WEALTH ADVISORS · Monroe, LA
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