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Kevin Patrick Wall

LPl Financial LLC

Orland Park, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-10-02
TX RA APPROVED 2019-09-30
  • IL RA
    APPROVED
    Since 2019-10-02
  • TX RA
    APPROVED
    Since 2019-09-30

Branch Locations

11532 W 183Rd Pl Unit Se, Orland Park, IL 60467 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 09/2015 09/2019
Lpl Financial Orland Park IL 09/2019 Present
  • 09/2015 → 09/2019
    Fsc Securities Corp
    Atlanta, GA
  • 09/2019 → Present
    Lpl Financial
    Orland Park, IL
Previous Registrations
  • 2015-09-03 → 2019-10-02
    Fsc Securities Corporation
    Orland Park, IL
    Orland Park, IL
    Orland Park, IL
  • 2010-10-15 → 2015-09-09
    Msi Financial Services, Inc.
    Oak Brook, IL
    Orland Park, IL
    Downers Grove, IL
  • 2006-01-18 → 2010-10-25
    Lpl Financial Llc
    Frankfort, IL
    Bourbannais, IL
Other Businesses

1)2005 - INDEPENDENT NON-VARIABLE INSURANCE - INDEPENDENT FIXED INSURANCE - KEVIN WALL - 1HR/DURING TRADING - INVESTMENT RELATED - ORLAND PARK, IL 60467 2)10/2005 - DBA for LPL Business (entity for LPL business) - WALL STREET WEALTH MANAGEMENT, LLC - 100% - INVESTMENT RELATED - ORLAND, IL 60467 3)2017 - Rental Property - MCCABIN LLC - 50007 SISTER LAKES ROAD, DOWAGIAC, MI 49047 4)2014 - RENTAL PROPERTY - SOUTH LEAVITT LLC - 1% - INVESTMENT RELATED - CHICAGO, IL 60612

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-13
S63 Uniform Securities Agent State Law Examination 2000-08-24
  • S65 Uniform Investment Adviser Law Examination
    2006-01-13
  • S63 Uniform Securities Agent State Law Examination
    2000-08-24
Other Names
  • Kevin P Wall

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

ANDREA PAGLIARO
Randall Andrew Scianna
KRISTEN ANNE ROSE
CHRISTINA A Valtierra
Pamela Jean Tattas
MARK ANTHONY GIOVANAZZI
DEBRA J BAKER
CRAIG PATRICK CUNNINGHAM

Other Offices

MORGAN STANLEY · Orland Park, IL
OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
WELLS FARGO CLEARING SERVICES, LLC · ORLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLAND PARK, IL

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