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Byron Lee Preuss

Howard Capital Management, LLC

Roswell, GA

CRD 3260691

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Employer firm

Howard Capital Management, LLC CRD 118070

$8.01B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Howard Capital Management, Llc

415 South Broad Street, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-05-04
  • TX RA
    APPROVED
    Since 2009-05-04

Branch Locations

555 Sun Valley Drive Suite 84, Roswell, GA 30076 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Howard Capital Management, Inc. Roswell GA 04/2009 Present
  • 04/2009 → Present
    Howard Capital Management, Inc.
    Roswell, GA
Previous Registrations
  • 2004-09-28 → 2012-12-31
    Onyx Wealth Advisors, Inc.
    Spring, TX
  • 2003-12-02 → 2004-09-23
    Ims Securities, Inc.
    Spring, TX
  • 2004-05-13 → 2004-09-23
    Houston, TX
  • 2003-01-02 → 2003-11-18
    Estate Resources Inc
Other Businesses

CAMBRIDGE LEGACY ADVISORS ASSET ALLOCATION PLAN WRITING/5/26/2009/YES/4100 SPRING VALLEY, SUITE 500 DALLAS, TX 75244/FINANCE/PLAN WRITER/02/09/10/0/HIRED ON A PER PLAN BASIS TO WRITE OR PREPARE ASSET ALLOCATION PLAND FOR CLG ADVISORS--HOWARD CAPITAL MANAGEMENT/5/29/2009/YES/555 SUN VALLEY DRIVE, SUITE B4 ROSWELL, GA 30076/MONEY MANAGEMENT/OUTSIDE SALES AGENT/160/120/OUTSIDE SALES AGENT FOR HOWARD CAPITAL MANAGEMENT'S ADVISORY MONEY MANAGEMENT PROGRAMS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1999-10-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-10-06

View on SEC IAPD

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