James Arthur Lehman

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Allen, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Allen, TX

Other Businesses

Business Ownership; QUADCYCLE, LLC; ; Product design business; 8625 Orchard Hill DrivePlano, TX 75025, ,; Not Investment-Related; 08/03/1998; 1 to 9 hours per month; 0 during trading hours / WLWA, LLC; ; LLC for employing non-commissioned staff and providing support activites for Team Practice: Watters Creek Wealth Management; 700 Central Expressway SSuite 380Allen, TX 75013, ,; Not Investment-Related; 01/07/2014; 1 to 9 hours per month; 1 to 9 during trading hours / TREO Storage, LLC; ; Consumer Product Development; 8625 Orchard Hill DrivePlano, TX 75025, ,; Not Investment-Related; 09/01/2016; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; WLWA, LLC; Member -; LLC for employing non-commissioned staff and providing support activities; 700 Central Expressway SSuite 380Allen, TX 75013, ,; Not Investment-Related; 08/19/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-08