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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-04-03
TX RA APPROVED 2015-04-03
  • CA RA
    APPROVED
    Since 2015-04-03
  • TX RA
    APPROVED
    Since 2015-04-03

Branch Locations

17200 S Hawthorne Blvd., Torrance, CA 90504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Redondo Beach CA 03/2015 Present
In-Home Supportive Services Program Santa Monica CA 08/2016 02/2018
Jpmorgan Chase Bank, N.A. Redondo Beach CA 03/2015 Present
  • 03/2015 → Present
    Redondo Beach, CA
  • 08/2016 → 02/2018
    In-Home Supportive Services Program
    Santa Monica, CA
  • 03/2015 → Present
    Jpmorgan Chase Bank, N.A.
    Redondo Beach, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-03
S66 Uniform Combined State Law Examination 2001-02-02
  • S65 Uniform Investment Adviser Law Examination
    2013-01-03
  • S66 Uniform Combined State Law Examination
    2001-02-02
Other Names
  • Elena Spivak
  • Elaine Hania
  • Elaine Lena Sarnoff

View on SEC IAPD

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