Michael Thomas Lucey

Current Employers

Lucey Wealth Advisors Llc

Sebastopol, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-12-09

CA RA
APPROVED

Since 2021-12-09

Branch Locations

Sebastopol, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lucey Wealth Advisors	Santa Rosa	CA	08/2013	Present
Capital Financial Services, Inc	Minot	ND	05/2015	12/2016
Brookstone Capital Management	Wheaton	IL	01/2017	04/2018
Wealth Watch Advisors	Englewood	CO	04/2018	12/2021
Lucey Wealth Advisors Llc	Sebastopol	CA	11/2021	Present

08/2013 → Present

Lucey Wealth Advisors

Santa Rosa, CA
05/2015 → 12/2016

Capital Financial Services, Inc

Minot, ND
01/2017 → 04/2018

Brookstone Capital Management

Wheaton, IL
04/2018 → 12/2021

Wealth Watch Advisors

Englewood, CO
11/2021 → Present

Lucey Wealth Advisors Llc

Sebastopol, CA

Previous Registrations

2018-04-19 → 2021-12-08

Wealth Watch Advisors, Inc

Petaluma, CA
2017-01-04 → 2018-04-19

Brookstone Capital Management Llc

Petaluma, CA

Wheaton, IL
2016-11-29 → 2016-12-12

Brookstone Capital Management Llc

Petaluma, CA

Wheaton, IL

Other Businesses

1) 08/2013 - PRESENT, LUCEY WEALTH ADVISORS, 1129 INDUSTRIAL AVE STE 102 PETALUMA, CA 94952, OWNER/INSURANCE SALES, 80HRS/MONTH DURING both trading and non trading hours. FIXED INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. Alternative investments are offered through various providers

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-15
S63	Uniform Securities Agent State Law Examination	1999-09-01

S66 Uniform Combined State Law Examination

2016-11-15
S63 Uniform Securities Agent State Law Examination

1999-09-01

View on SEC IAPD