Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-11-04
SC RA APPROVED 2025-11-04
TX RA APPROVED 2025-11-04
  • KY RA
    APPROVED
    Since 2025-11-04
  • SC RA
    APPROVED
    Since 2025-11-04
  • TX RA
    APPROVED
    Since 2025-11-04

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Owensboro, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Charlotte NC 05/2015 Present
Previous Registrations
  • 2003-08-07 → 2003-10-30
    Osaic Fs, Inc.
    Lexington, KY
    Lexington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-04
S63 Uniform Securities Agent State Law Examination 2000-08-21
  • S65 Uniform Investment Adviser Law Examination
    2025-11-04
  • S63 Uniform Securities Agent State Law Examination
    2000-08-21
Other Names
  • Clint Howard

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor