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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-12
TX RA APPROVED_RES 2019-01-04
IL RA APPROVED 2007-01-26
  • FL RA
    APPROVED
    Since 2022-12-12
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • IL RA
    APPROVED
    Since 2007-01-26

Branch Locations

104 S Hamilton Street Ste B, Sullivan, IL 61951 • United States

The Villages, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2000 Present
Other Businesses

SAGE HUMIDORS BLOOMINGTON, IL 61704 THIS BUSINESS IS NOT INVESTMENT-RELATED. THIS IS AN E-ACOMMERCE (INTERNET) BUSINESS FOR THE SALE OF CIGARS, HUMIDORS AND ACCESSORIES. I AM THE OWNER OF THIS BUSINESS WHICH WAS STARTED IN JANUARY, 1996. THE NUMBER OF HOURS PER MONTH DEVOTED TO THIS BUSINESS VARIES, BUT AVERAGES 8-20 HOURS PER MONTH. NO BUSINESS IS CONDUCTED DURING SECURITIES TRADING HOURS. ESSENTIALLY, MY DUTIES INVOLVE ORDERING INVENTORY AND FILLING CUSTOMER ORDERS RECEIVED OVER THE INTERNET. Rental property Type of business: residential property Effingham, IL Start date: 6/18/2026 Helen L Levi Revocable Trust Hours per week: 0 Hours during trading: 0 My wife and I bought a home (titled under my wife's trust) which we rent to our daughter, her partner and our grandson.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-22
S63 Uniform Securities Agent State Law Examination 2000-08-24
  • S66 Uniform Combined State Law Examination
    2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    2000-08-24

View on SEC IAPD

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