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Mark Robert Merten

Invest Capital Partners

Springboro, OH

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Current Employers
Invest Capital Partners

550 S. Main Street, Springboro, OH 45066 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-03
CA RA APPROVED 2025-10-02
OH RA APPROVED 2019-02-15
  • FL RA
    APPROVED
    Since 2025-11-03
  • CA RA
    APPROVED
    Since 2025-10-02
  • OH RA
    APPROVED
    Since 2019-02-15

Branch Locations

550 S. Main Street, Springboro, OH 45066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beavercreek OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Beavercreek OH 11/2016 02/2019
Invest Capital Partners, Llc Springboro OH 02/2019 Present
L.M. Kohn & Company Cincinnati OH 02/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Beavercreek, OH
  • 11/2016 → 02/2019
    Wells Fargo Clearing Services, Llc
    Beavercreek, OH
  • 02/2019 → Present
    Invest Capital Partners, Llc
    Springboro, OH
  • 02/2019 → Present
    L.M. Kohn & Company
    Cincinnati, OH
Previous Registrations
  • 2008-02-08 → 2019-02-20
    Wells Fargo Clearing Services, Llc
    Miamisburg, OH
    Miamisburg, OH
    Dayton, OH
  • 2007-04-02 → 2008-02-11
    Morgan Stanley & Co. Llc
    Centerville, OH
  • 2001-05-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Centerville, OH
    Centerville, OH
Other Businesses

Merten Capital, LLC, DBA for Investment Advisory business, 550 S. Main St. Springboro OH, 45066. President. 02/2019.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-06
  • S66 Uniform Combined State Law Examination
    2000-09-06

View on SEC IAPD

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Other Offices

FIFTH THIRD SECURITIES, INC. · SPRINGBORO, OH
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KIPLINGER WEALTH ADVISORS · SPRINGBORO, OH
EDWARD JONES · SPRINGBORO, OH
FINANCIAL COUNSELING, INC. · SPRINGBORO, OH
EDWARD JONES · SPRINGBORO, OH
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