Charles Patrick Smith

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-02-13

OH RA
APPROVED

Since 2026-02-13

Branch Locations

3310 W Us 22 & 3, Loveland, OH 45140 • United States

5100 Socialville Foster Rd, Mason, OH 45040 • United States

5668 Tylersville Rd, Mason, OH 45040 • United States

620 Columbus Ave, Lebanon, OH 45036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Cincinnati	OH	06/2000	10/2017
U.S. Bancorp Investments, Inc.	Mason	OH	10/2017	02/2026
U.S. Bancorp Advisors, Llc	Mason	OH	02/2026	Present

06/2000 → 10/2017

Fifth Third Securities

Cincinnati, OH
10/2017 → 02/2026

U.S. Bancorp Investments, Inc.

Mason, OH
02/2026 → Present

U.S. Bancorp Advisors, Llc

Mason, OH

Previous Registrations

2017-10-31 → 2026-02-13

U.S. Bancorp Investments, Inc.

Saint Paul, MN

Cincinnati, OH

Mason, OH

Lebanon, OH

Mason, OH

Mason, OH

Elsmere, KY

Loveland, OH

West Chester, OH

West Chester, OH
2005-02-14 → 2017-11-06

Fifth Third Securities, Inc.

Mason, OH

Loveland, OH

Cincinnati, OH

Loveland, OH

Cincinnati, OH

Cincinnati, OH

Cincinnati, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-04
S63	Uniform Securities Agent State Law Examination	2000-08-04

S66 Uniform Combined State Law Examination

2008-01-04
S63 Uniform Securities Agent State Law Examination

2000-08-04

Other Names

Pat Smith

View on SEC IAPD