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4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-01-08 |
| AR | RA | APPROVED | 2017-01-04 |
Branch Locations
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States
423 No 6Th St, Fort Smith, AR 72901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gradient Securities, Llc | Arden Hills | MN | 12/2013 | 12/2016 |
| Northern Star Advisory Group, Inc. | Fort Smith | AR | 01/2015 | Present |
| Northern Star Financial Group, Llc | Fort Smith | AR | 01/2015 | Present |
| Carol Y. Ransom, Inc. | Fort Smith | AR | 12/2014 | Present |
| Gradient Advisors, Llc | Arden Hills | MN | 01/2017 | Present |
1) DBA NORTHERN STAR ADVISORY GROUP, INC.; INV-RELATED; 6101 PHOENIX AVE SUITE 4, FORT SMITH AR 72903; DBA FOR SECURITIES AND ADVISORY BUSINESS; START 01/2015; 160 HRS/MO; 160 HRS/MO DURING TRADING. 2) NORTHERN STAR FINANCIAL GROUP, LLC; INV-RELATED; 423 No 6th St. FORT SMITH AR 72903; FIXED INSURANCE SALES, AGENT AND MEMBER; START 01/2015; 20 HRS/MO; 20 HRS/MO DURING TRADING; FIXED INSURANCE SALES AND SERVICE. 3) CAROL Y. RANSOM, INC; NOT INV-RELATED; 423 No 6th St, FORT SMITH AR 72903; OWNER; START 12/2014; 3 HRS/MO; 3 HRS/MO DURING TRADING; PAYROLL AND ACCOUNTING PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-30 |
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