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Frank Jason Karpack

Mml Investors Services, LLC

Morristown, NJ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-22
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-03-22
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

58 Maple Ave, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Morristown NJ 03/2009 03/2017
Massachusetts Mutual Life Insurance Company Morristown NJ 07/2016 Present
Mml Investors Services, Llc Morristown NJ 03/2017 Present
  • 03/2009 → 03/2017
    Metlife Securities Inc
    Morristown, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Morristown, NJ
  • 03/2017 → Present
    Mml Investors Services, Llc
    Morristown, NJ
Previous Registrations
  • 2005-12-05 → 2017-03-25
    Msi Financial Services, Inc.
    Morristown, NJ
    Springfield, MA
    Springfield, MA
    Morristown, NJ
    Cranford, NJ
    Hoboken, NJ
  • 2003-10-15 → 2005-12-31
    Metlife Investment Fund Services Llc
    Woodbridge, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-13
S63 Uniform Securities Agent State Law Examination 2000-08-16
  • S65 Uniform Investment Adviser Law Examination
    2003-10-13
  • S63 Uniform Securities Agent State Law Examination
    2000-08-16
Designations

View on SEC IAPD

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Other Offices

EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ
WELLS FARGO CLEARING SERVICES, LLC · MORRISTOWN, NJ

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