Brian J Coughlin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2021-02-11
TX	RA	APPROVED_RES	2004-07-22
IN	RA	APPROVED	2000-11-20

MI RA
APPROVED

Since 2021-02-11
TX RA
APPROVED_RES

Since 2004-07-22
IN RA
APPROVED

Since 2000-11-20

Branch Locations

9921 Dupont Circle Dr W, Fort Wayne, IN 46825 • United States

Beulah, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Wayne	IN	07/2000	Present
Bank Of America, N.A.	Fort Wayne	IN	07/2011	Present

07/2000 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Wayne, IN
07/2011 → Present

Bank Of America, N.A.

Fort Wayne, IN

Other Businesses

I*27236 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INDIANA TECH INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1600 EAST WASHINGTON BLVD, FORT WAYNE, INDIANA 46803 NATURE OF BUSINESS: OTHER,PRIVATE NOT FOR PROFIT UNDERGRADUATE UNIVERSITY POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 4/2/2007 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INSTRUCTOR FOR UNDERGRADUATE LEVEL BUSINESS COURSES. ADJUNCT FACULTY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-27

S66 Uniform Combined State Law Examination

2000-09-27

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