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Katherine Marlow Hattier

Ameriprise Financial Services, LLC

New Orleans, LA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2021-03-03
TX RA APPROVED 2021-02-04
LA RA APPROVED 2020-09-29
  • MS RA
    APPROVED
    Since 2021-03-03
  • TX RA
    APPROVED
    Since 2021-02-04
  • LA RA
    APPROVED
    Since 2020-09-29

Branch Locations

1100 Poydras St Ste 1000, New Orleans, LA 70163-1000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New Orleans LA 12/2009 11/2016
Wells Fargo Clearing Services, Llc New Orleans LA 11/2016 09/2020
Ameriprise Financial Services, Llc New Orleans LA 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-01
S63 Uniform Securities Agent State Law Examination 2004-02-07
  • S65 Uniform Investment Adviser Law Examination
    2021-03-01
  • S63 Uniform Securities Agent State Law Examination
    2004-02-07
Other Names
  • Katherine H. Marlow
  • Katherine Harper Marlow
  • Katherine Marlow Hattier
  • Katherine Hattier

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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