Greg Alan Coenen

Current Employers

Employment History

• 11/2004 → 06/2024
  Securities America, Inc
  Omaha, NE
• 02/2005 → 06/2024
  Securities America Advisors, Inc.
  Omaha, NE
• 12/2011 → Present
  Regency Investments
  Omaha, NE
• 05/2010 → Present
  Greg Coenen
  Omaha, NE
• 03/2009 → Present
  G.A.C. Financial Group
  Omaha, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Omaha, NE

Previous Registrations

• 2005-02-09 → 2024-06-14
  Securities America Advisors, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE

Other Businesses

1. GAC FINANCIAL GROUP, LLC POSITION: Agent NATURE: Insurance Sales, Service and Administration, Financial Advice, Estate Planning & Referrals with Estate Attorneys & Estate Planning Companies (i.e., Trust and Will) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/02/2009 ADDRESS: 1065 N 115th St, Suite 210, Omaha NE 68154 DESCRIPTION: Insurance Sales, Service and Administration, Financial Advice, Estate Planning & Referrals with Estate Attorneys & Estate Planning Companies (i.e, Trust and Will) 2. REGENCY INVESTMENTS, LLC POSITION: Agent NATURE: Insurance Sales, Service and Administration, Financial Advice, Estate Planning & Referrals with Estate Attorneys & Estate Planning Companies (i.e., Trust and Will) INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2013 ADDRESS: 1065 N 115th St, Suite 210, Omaha NE 68154 DESCRIPTION: Insurance Sales, Service and Administration, Financial Advice, Estate Planning & Referrals with Estate Attorneys & Estate Planning Companies (i.e., Trust and Will) 3. PARENTS' FAMILY TRUST POSITION: Co-Trustee NATURE: Family Trust due to parents recently passing away. Myself and 3 siblings are equal trustees and benefactors of the trust. There is no business conducted at the address listed; it is my professional address for correspondence only. Currently, a family trust might be restructured into an LLC sometime in the future. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2024 ADDRESS: 1065 N 115th St, Suite 210, Omaha NE 68154 DESCRIPTION: Co-trustee responsible for approximately 25% of decision-making. Duties include shared oversight of a family-owned farmhouse and farmland (landlord responsibilities such as leasing and general maintenance). Also involved in the administration of a brokerage account held in the trust at NFS with OSAIC, which is expected to be dissolved in the future.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-02
• S63 Uniform Securities Agent State Law Examination
  2000-08-24