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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-14 |
Branch Locations
579 Main Street, Bolton, MA 01740 • United States
Plantation, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors,Llc | Miami | FL | 06/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 07/2021 |
| Bolton Global Capital | Bolton | MA | 07/2021 | Present |
| Bolton Global Asset Management | Bolton | MA | 07/2021 | Present |
1) OWNER OF 'ULLOA & COMPANY, LLC', A FLORIDA ENTITY CREATED FOR OPERATING SECURITIES AND INVESTMENT ADVISORY BUSINESS. NOT DIRECTLY INVESTMENT RELATED. BEGAN 04/06/2021. NO HOURS SPENT ON THIS ACTIVITY. 2) NORVIN IS ALSO REGISTERED WITH BOLTON SECURITIES CORP. AS AN INVESTMENT ADVISOR REPRESENTATIVE. INVESTMENT RELATED AND CONDUCTED FROM BRANCH LOCATION. FULL-TIME JOB BALANCED WITH BROKERAGE BASED BUSINESS. PROVIDED APPROVAL AS IAR FOR MANAGEMENT OF INVESTMENT ACCOUNTS OUTSIDE REGULAR COURSE OF BUSINESS, HELD AT CHARLES SCHWAB. 3) CO-OWNER AND MANAGER OF STIWAR INVESTMENTS, S.R.L., ENTITY ESTABLISHED IN THE DOMINICAN REPUBLIC FOR PURPOSE OF OWNING A RESIDENTIAL RENTALPROPERTY THAT IS MANAGED. NOT INVESTMENT RELATED. CONDUCTED FROM BRANCH LOCATION. SPENDS 1-HOUR PER MONTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-29 |
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