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Michael Ray Williams

Thrivent Investment Management Inc.

Charlotte, NC

Charlotte, NC

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-08-25
NC RA APPROVED 2005-01-27
  • TX RA
    APPROVED_RES
    Since 2010-08-25
  • NC RA
    APPROVED
    Since 2005-01-27

Branch Locations

4530 Park Rd, Charlotte, NC 28209 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Mgmt Inc Charlotte NC 10/2004 Present
Thrivent Financial For Lutherans Appleton WI 10/2004 Present
  • 10/2004 → Present
    Thrivent Investment Mgmt Inc
    Charlotte, NC
  • 10/2004 → Present
    Thrivent Financial For Lutherans
    Appleton, WI
Previous Registrations
  • 2004-09-16 → 2004-10-08
    Harrisdirect Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-03
  • S66 Uniform Combined State Law Examination
    2004-09-03

View on SEC IAPD

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