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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-07-03
  • MA RA
    APPROVED
    Since 2025-07-03

Branch Locations

Two International Place 29Th Floor, Boston, MA 02110 • United States

454 State Route 28, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Boston MA 07/2016 06/2019
Charles Schwab Bank Boston MA 07/2016 06/2019
Citizens Securities, Inc. Woburn MA 07/2019 02/2022
Commonwealth Financial Network Waltham MA 02/2022 06/2025
Enterprise Investment Services Lowell MA 02/2022 06/2025
Pnc Investments Llc Boston MA 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-06
  • S66 Uniform Combined State Law Examination
    2005-08-06
Designations

View on SEC IAPD

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