Leo Norvin Meneses

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Bruno, CA
• 08/2011 → Present
  Bank Of America, N.A.
  San Mateo, CA

Previous Registrations

• 2008-04-14 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Palo Alto, CA
  San Bruno, CA
  Redwood City, CA
• 2007-05-29 → 2008-04-22
  Citigroup Global Markets Inc.
  Fremont, CA
  Pasadena, CA
  San Jose, CA
• 2004-06-08 → 2007-05-29
  Citicorp Investment Services
  San Jose, CA
  San Jose, CA
• 2003-12-04 → 2004-05-14
  Wells Fargo Investments, Llc
  San Jose, CA
• 2001-01-11 → 2003-09-25
  Charles Schwab & Co., Inc.
  San Jose, CA

Other Businesses

UNNAMED BUSINESS; INV REL; 631 PLAZA INVIOMO CT, SAN JOSE, CA 95111; REAL ESTATE RENTE; OWNER/ LANDLORD; FEB 2002; 1 HR/MO, NOT DURING SECS TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-29

Other Names

• Helio Norvin Meneses