Steven John Synowicki

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Carson Wealth Management
  Omaha, NE
• 09/2014 → 01/2017
  Lpl Financial, Llc
  Omaha, NE
• 01/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2011-02-18 → 2014-09-04
  Securities America Advisors, Inc.
  La Vista, NE
• 2006-07-14 → 2011-02-11
  Qa3 Financial Llc
  Omaha, NE
• 2004-04-16 → 2006-07-05
  Securities America Advisors, Inc.
  Omaha, NE

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS AND CARSON GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 2. Name of other business: CARSON WEALTH MANAGEMENT GROUP Investment related: YES Address: SAME AS REGISTERED LOCATION Nature of business: FINANCIAL SERVICES Start date: 09/2014 Position/title/relationship: DIRECTOR OF TRAINING Apx number of hours per week: 40 Apx number of hours during trading hours: 40 Brief description of duties: PROVIDE TRAINING RESOURCES AND DIRECTION TO OUR PARTNERS TO HELP ENHANCE OPERATIONAL EFFICIENCIES

Exams

• S66 Uniform Combined State Law Examination
  2003-07-03

Other Names

• Steve John Synowicki