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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-12
TX RA APPROVED_RES 2010-02-08
  • MN RA
    APPROVED
    Since 2013-11-12
  • TX RA
    APPROVED_RES
    Since 2010-02-08

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Edina MN 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Edina, MN
Other Businesses

(1) NAME OF ENTITY: The Blake School. ADDRESS OF BUSINESS: 110 Blake Road S, Hopkins MN, 55343. BUSINESS DESCRIPTIONS: Independant School. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 09/01/16. PROJECTED END DATE: - 09/01/22. CAPACITY: Board of Trustees. DUTIES PERFORMED: Oversight of school strategy and direction. HOURS DEVOTED TO THIS OBA PER MONTH: 01. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 00. (2) NAME OF ENTITY: Sigma Pi Phi- Omicron Chapter ADDRESS: 260 Peachtree Street, NW Suite 1604, Atlanta, Georgia 30303 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Professional Fraternity CAPACITY: Treasurer - Serve on executive committee START DATE: 9/13/2021 DUTIES: managing membership dues, budgeting, expense management HOURS DEVOTED PER MONTH: .15 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-15
  • S66 Uniform Combined State Law Examination
    2000-09-15

View on SEC IAPD

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