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Christopher Stephen Kubishin

Cetera Investment Advisers LLC

Hazle Township, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-19
PA RA APPROVED 2001-11-01
  • TX RA
    APPROVED_RES
    Since 2017-10-19
  • PA RA
    APPROVED
    Since 2001-11-01

Branch Locations

789 Airport Road 112 Sunset Beltway, Hazle Township, PA 18202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kubishin & Ator, Pc Hazleton PA 01/1996 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2001 Present
  • 01/1996 → Present
    Kubishin & Ator, Pc
    Hazleton, PA
  • 06/2000 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2001 → Present
    Schaumburg, IL
Other Businesses

1) GROCERY STORE-SHAREHOLDER/OFFICER SINCE 9/15/05-OFFICER INVOLVED IN FIN DECISIONS-5-10HR/WK: 2)KUBISHIN & ATOR, PC; HAZLE TOWNSHIP, PA; INV REL; ACCOUNTING FIRM AND DBA FOR INVESTMENT PRACTICE; OWNER / SHAREHOLDER SINCE 1/1/96; 180 HRS/MTH: 3) RIVERSIDE HOLDINGS, LLC; NOT INV REL; HAZLE TOWNSHIP, PA; REAL ESTATE HOLDING COMPANY; TREASURER, 33.3% PART OWNER; INVOLVED IN FINANCIAL DECISIONS, MEMBER/OFFICER OF LLC/TREASURER; START DATE 11/1/10; 10-15 HRS/MTH: 4) NAME OF OTHER BUSINESS: PAYDAY PAYROLL SOLUTIONS, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PAYROLL BUSINESS; START DATE: 01/2004; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PAYROLL BUSINESS , NOT ACTIVE CURRENTLY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-23
  • S63 Uniform Securities Agent State Law Examination
    2001-01-23

View on SEC IAPD

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