Clark Cannon Pingree

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 11/2016
  Wells Fargo Advisors Llc
  Plymouth Meeting, PA
• 03/2010 → 10/2022
  Wachovia Bank, N.A.
  Plymouth Meeting, PA
• 11/2016 → 10/2022
  Wells Fargo Clearing Services, Llc
  Plymouth Meeting, PA
• 10/2022 → 04/2024
  First Republic Securities Company, Llc
  San Francisco, CA
• 10/2022 → 04/2024
  First Republic Investment Management, Inc
  San Francisco, CA
• 09/2023 → 04/2024
  J.P. Morgan Securities Llc
  San Francisco, CA
• 04/2024 → 12/2025
  Hsbc Securities (Usa) Inc.
  San Francisco, CA
• 04/2024 → 12/2025
  Hsbc Bank Usa National Association
  San Francisco, CA
• 03/2026 → Present
  Lpl Financial Llc
  San Francisco, CA
• 12/2025 → Present
  Bmo Bank
  San Francisco, CA

Previous Registrations

• 2024-05-01 → 2025-12-18
  Hsbc Securities (Usa) Inc.
  Seattle, WA
  San Francisco, CA
  Beverly Hills, CA
  Lafayette, CA
  San Francisco, CA
  Beverly Hills, CA
  Seattle, WA
• 2022-10-28 → 2024-04-24
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
• 2023-09-06 → 2024-04-23
  J.P. Morgan Securities Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2010-05-11 → 2022-10-11
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
  Plymouth Meeting, PA
  Charlotte, NC
  San Franscisco, CA
  San Franciso, CA
  San Francisco, CA
  Minneapolis, MN
  Tarpon Springs, FL
  San Francisco, CA
  Pleasanton, CA
• 2004-08-24 → 2010-04-06
  Wells Fargo Investments, Llc
  Salt Lake City, UT
  Salt Lake City, UT
  San Francisco, CA

Other Businesses

1. 02/2026 - GoodMojo Inc. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - San Francisco, CA 94111 - OBA Start Date: 08/19/2025 2. 02/2026 - Pingree Family Limited Company - Real Estate Rental - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Salt Lake City, UT 84109 - OBA Start Date: 01/03/2005 3. 02/2026 - Snowblaze Properties LLC - Real Estate Rental - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Carlsbad, CA 92009 - OBA Start Date: 01/07/2008 4. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Investment Related - At Reported Business Location(s) - Start Date: 02/2026 5. 02/2026 - BMO Harris Bank - Financial Institution Duty - Investment Related - 160 Hrs/Mth - 130 Hrs During Trading - San Francisco, CA 94104 - OBA Start Date: 01/23/2026

Exams

• S66 Uniform Combined State Law Examination
  2004-07-25
• S63 Uniform Securities Agent State Law Examination
  2000-07-21

Other Names

• Clark C Pingree