Keith Charles Piscitello

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 02/2017
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Deer Park, IL
• 09/2011 → 02/2017
  Bank Of America, N.A.
  Deer Park, IL
• 02/2017 → 11/2018
  Wells Fargo Clearing Services, Llc
  Arlington Heights, IL
• 11/2018 → 05/2024
  Lincoln Financial Advisors
  Clive, IA
• 05/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-11-02 → 2024-05-06
  Osaic Fa, Inc.
  Chicago, IL
  Clive, IA
• 2017-02-03 → 2018-11-05
  Wells Fargo Clearing Services, Llc
  Arlington Heights, IL
• 2011-08-17 → 2017-02-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Deer Park, IL
• 2010-05-27 → 2011-08-16
  Investment Professionals, Inc.
  Norridge, IL
  San Antonio, TX
• 2008-09-03 → 2010-05-28
  Signator Investors, Inc.
  Rosemont, IL

Other Businesses

1) SIMPLY SOPHISTICATED WEALTH PLANNING LLC, 15149 BUENA VISTA DR CLIVE IA, 05/2024, OWNER, DBA, INV REL, 40 HR/MO 35 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 3) SIMPLY SOPHISTICATED WEALTH PLANNING, LLC, 15149 Buena Vista Dr, Clive IA 50325, United States, 05/15/2024, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO 0 HR/MO TRADING 4) MID IOWA ESTATE AND FINANCIAL PLANNING COUNCIL, Iowa State Bank, 2301 128th St., Urbandale IA 50323, United States, 07/31/2024, Secretary, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO 0 HR/MO TRADING 5) ALZHEIMER'S ASSOCIATION IOWA CHAPTER PROFESSIONAL ADVISORY BOARD, 1415 28th St., Suite 430, West Des Moines IA 50266, United States, 07/2025, BOARD MEMBER, NIR, 2 HR/MO - 2 HR/MO TRADING. 6) SIMPLY SOPHISTICATED WEALTH PLANNING, LLC, 15149 Buena Vista Dr, Clive IA 50325, 02/26/2026, Owner, Author/Educator/Podcast/Speaker, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2008-05-28

Designations

• Certified Financial Planner

Other Names

• Keith Charles Piscitello
• Keith C Piscitello