Scott Michael Goldberg

Employer firm

Oxford Harriman Private Wealth Management CRD 340313

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Oxford Harriman Private Wealth Management

9000 Keystone Crossing, 7Th Fl, Indianapolis, IN 46240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-14
MI	RA	APPROVED	2026-07-13

TX RA
APPROVED_RES

Since 2026-07-14
MI RA
APPROVED

Since 2026-07-13

Branch Locations

40950 Woodward Ave Suite 200, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equity Planning Group, Inc.	West Bloomfield	MI	08/2000	Present

08/2000 → Present

Equity Planning Group, Inc.

West Bloomfield, MI

Previous Registrations

2010-09-14 → 2026-07-27

Equity Planning Group, Inc.

West Bloomfield, MI

Other Businesses

Mr. Goldberg is independently licensed as a mortgage loan officer; non-investment related; 7035 Orchard Lake Rd Ste 700, West Bloomfield, MI 48322; 12/6/2019; 21 hours per month; 4 hours during securities trading hours; client interaction, education, and review of daily rates and issues/opportunities within the mortgage world

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-26
S63	Uniform Securities Agent State Law Examination	2000-08-03

S65 Uniform Investment Adviser Law Examination

2010-08-26
S63 Uniform Securities Agent State Law Examination

2000-08-03

View on SEC IAPD