Scott Michael Goldberg

Current Employers

Oxford Harriman Private Wealth Management

9000 Keystone Crossing, 7Th Fl, Indianapolis, IN 46240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-14
MI	RA	APPROVED	2026-07-13

TX RA
APPROVED_RES

Since 2026-07-14
MI RA
APPROVED

Since 2026-07-13

Branch Locations

40950 Woodward Ave Suite 200, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equity Planning Group, Inc.	West Bloomfield	MI	08/2000	Present

08/2000 → Present

Equity Planning Group, Inc.

West Bloomfield, MI

Previous Registrations

2010-09-14 → 2026-07-27

Equity Planning Group, Inc.

West Bloomfield, MI

Other Businesses

Mr. Goldberg is independently licensed as a mortgage loan officer; non-investment related; 7035 Orchard Lake Rd Ste 700, West Bloomfield, MI 48322; 12/6/2019; 21 hours per month; 4 hours during securities trading hours; client interaction, education, and review of daily rates and issues/opportunities within the mortgage world

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-26
S63	Uniform Securities Agent State Law Examination	2000-08-03

S65 Uniform Investment Adviser Law Examination

2010-08-26
S63 Uniform Securities Agent State Law Examination

2000-08-03

View on SEC IAPD