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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-11-07
  • TN RA
    APPROVED
    Since 2025-11-07

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

Antioch, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Chicago IL 09/2011 11/2025
Nations Financial Group Antioch TN 11/2025 Present
Previous Registrations
Other Businesses

C & R CAPITAL MGMT. INVESTMENT RELATED. 2496 PRAIRIE HILL DRIVE ANTIOCH, TN 37013. DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER. START AUGUST 2018. APPROX. 160 HOURS PER MONTH DEVOTED TO BUSINESS. APPROX. 160 HOURS DEVOTED DURING TRADING HOURS. PROVIDE INVESTMENT AND ADVISORY SERVICES TO CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-14
  • S66 Uniform Combined State Law Examination
    2000-08-14

View on SEC IAPD

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