James Wesley Mcintyre

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-02-27
MO	RA	APPROVED	2001-05-21

TX RA
APPROVED_RES

Since 2023-02-27
MO RA
APPROVED

Since 2001-05-21

Branch Locations

1445 East Republic Road, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	07/2000	Present
Cetera Investment Advisers Llc	Schaumburg	IL	07/2002	Present
Kpm, Cpas	Springfield	MO	11/2014	Present

07/2000 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
07/2002 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
11/2014 → Present

Kpm, Cpas

Springfield, MO

Other Businesses

1) KPM CPAS; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; CPA FIRM; START 11/1/2014; 50 HOURS/WEEK DURING TRADING HOURS; PUBLIC ACCOUNTING 2) KPM WEALTH ADVISORS; INVESTMENT RELATED; DBA FOR INVESTMENT SERVICE; START 11/1/2014; HOURS/WEEK NOT DISCLOSED; REGISTERED REPRESENTATIVE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-13

S66 Uniform Combined State Law Examination

2000-10-13

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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